Sign inRequest a demonstration
Request a demonstrationSign in

Would your firm pass an inspection?

The revised Insurance Supervision Act came into force on 1 January 2024. Twelve questions to see where you stand.

Question 1 of 12

Register and people

Are all your advising staff entered in the FINMA register?
Do you keep track of who works on which file?
Is each person's continuing education documented, with certificates?

Client disclosure

Has every client received the disclosure document before conclusion?
Can you prove that delivery for each of them?
Does this document state your ties with insurers?
Does it state the nature of your remuneration?

Mandates

Has every client signed a broking mandate?
Can these mandates be found in under two minutes?
Are your tenders covered by a study mandate?

Data protection

Do you have a processing agreement with your software suppliers?
Do you know where your clients' data is hosted?
3 questions remaining
12 questions remaining